Ex Parte SHIBUYA et al - Page 4




               Appeal No. 2004-2278                                                                            Page 4                  
               Application No. 09/302,471                                                                                              

               rejection is that it does not provide a claim-by-claim analysis nor does it particularly point out                      
               where in Takei each of the limitations of the claims is found in the reference.  Once one focuses                       
               on individual claims and makes a comparison of the claim limitations with the prior art, the                            
               deficiencies of the rejection become apparent.  At the outset, we focus on the two independent                          
               claims, claims 7 and 15.                                                                                                
                       Starting with claim 7, we note that this claim is directed to a method for the preparation                      
               of a coating solution.  Step (a) of claim 7 is a step of dissolving a polyalkoxy silane from a                          
               particular class of compounds in a first organic solvent, which is an alcohol solvent, to obtain a                      
               solution containing 1-5 wt. % polyalkoxy silane calculated as SiO2.  According to the                                   
               specification, a useful polyalkoxy silane is tetramethoxy silane or, as referred to by the                              
               Examiner, TMOS.                                                                                                         
                       The Examiner finds that Takei teaches a method of forming a coating composition and                             
               coating a substrate wherein 100g TMOS, 500g of methanol, 360g of DMF (dimethylformamide),                               
               and 266g of THF alcohol (tetrahydrofurfuryl alcohol) are admixed thereby yielding a                                     
               concentration on the basis of SiO2 of about 3% by weight (Answer, p. 3). While the Examiner                             
               does not provide a citation to Takei for this finding, it appears that the Examiner is relying on                       
               Example 1.  We, however, do not find support in Example 1, nor in other portions of Takei, for                          
               the finding that Takei uses TMOS in the initial admixture.  What Takei uses is a partial                                
               polycondensate of TMOS.  The Examiner has not provided persuasive evidence that the partial                             
               polycondensate of TMOS is the same as TMOS itself.  Nor has the Examiner provided evidence                              








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