Ex Parte Bernstein et al - Page 2


               Appeal No.  2004-2221                                              Page 2                
               Application No.  09/731,412                                                              

               water into the matrix and the release of the therapeutic or prophylactic agent           
               from the matrix, wherein the drug is released over shorter periods of time as            
               compared to release from matrices not incorporating the hydrophobic or                   
               amphiphilic compound,                                                                    
                     the matrix being formed by a method comprising emulsifying a polymer               
               solution, the therapeutic or prophylactic agent, hydrophobic or amphiphilic              
               compound, and pore forming agent, then removing solvent and pore forming                 
               agent to produce a matrix.                                                               
                     The examiner relies upon the following reference:                                  
                     Gombotz et al. (Gombotz)       5,942,253         Aug. 24, 1999                     
                     Claims 20-24 and 27-32 stand rejected under 35 U.S.C. § 102(e) as being            
               anticipated by Gombotz.  After careful review of the record and consideration of         
               the issue before us, we reverse.                                                         
                                             DISCUSSION                                                 
                     According to the rejection,                                                        
                           Gombotz [ ] teach[es] injection or transmucosal delivery of                  
                     microparticles comprising polylactic acid or a biadhesive polymer                  
                     (abstract).                                                                        
                           Cellulose is disclosed (column 5 line 21) 0.1%-10% active is                 
                     specified (column 9 lines 18-19).  4:1 lipid to active is disclosed                
                     (column 10 line 7).  Phospholipids are specified (column 10 line 8).               
                     Pore formers are disclosed (column 9 lines 51-55).                                 
               Paper No. 9, pages 2-3.                                                                  
                     The examiner does not mention a hydrophobic or amphiphilic compound                
               in the rejection, but in the Examiner’s Answer, the examiner states that Gombotz         
               teaches the use of hydrophobic compounds as stabilizers for the active GM-CSF            
               (the therapeutic or prophylactic agent).  See Examiner’s Answer, page 4.                 
                     Appellants argue that Gombotz does not teach the removal of the pore               
               forming agent from the matrix.  See Appeal Brief, pages 6-7.  While appellants           





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