Ex Parte Seaver et al - Page 12




                Appeal No. 2005-0381                                                                             Page 12                  
                Application No. 09/841,380                                                                                                


                substrate against the conductive transfer device as claimed.  No other portion of the rejection is                        
                disputed here.                                                                                                            
                        We conclude that the Examiner has established a prima facie case of obviousness with                              
                respect to claim 43 which has not been sufficiently rebutted by Appellants.                                               
                        Group VII, Claim 55                                                                                               
                        Claim 55 recites that the apparatus further comprises the substrate wherein the substrate                         
                is coated without substantial penetration of the coating through the substrate.  The Examiner                             
                finds that Hess is capable of coating the substrate as claimed (Answer, p. 5).  Appellants argue                          
                that “‘capability’ is not an adequate basis for alleging obviousness and is not sufficient by itself                      
                to establish a prima facie case of obviousness.” (Brief, p. 26).                                                          
                        First, we note that the “substrate” cannot be said to be part of the apparatus, it is an                          
                article worked upon by the apparatus.  See In re Rishoi, 197 F.2d 342, 345, 94 USPQ 71, 73                                
                (CCPA 1952)(“[T]here is no patentable combination between a device and the material upon                                  
                which it works.”); In re Young, 75 F.2d 996, 998, 25 USPQ 69, 71 (CCPA 1935)(Inclusion of                                 
                material worked upon by machine as an element in claim may not lend patentability when the                                
                claim is not otherwise allowable.).                                                                                       
                        Taking a hard look at claim 55, we determine that the claimed apparatus includes, in                              
                terms of positively recited structural elements, only a circulating conductive transfer surface and                       
                an electrostatic spray head.  Where the prior art describes an apparatus having those positively                          
                recited apparatus elements and those structures are capable of functioning as claimed, the claim                          







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