Ex Parte Xiao et al - Page 11




                Appeal No. 2005-0836                                                                                 Page 11                   
                Application No. 09/880,292                                                                                                     


                this data establishes unexpected results which rebut any case of prima facie obviousness which                                 
                may be made out by the rejections.” (Brief, p. 11).                                                                            
                         Once a prima facie case of obviousness is established, the burden of coming forward with                              
                evidence and argument in rebuttal is shifted to Appellants.  See In re Piasecki,  745 F.2d 1468,                               
                1472, 223 USPQ 785, 788 (Fed. Cir. 1984).  “It is well established that the objective evidence of                              
                nonobviousness must be commensurate in scope with the claims.”  In re Lindner, 457 F.2d 506,                                   
                508, 173 USPQ 356, 358 (CCPA 1972).  As the Examiner points out, the showing presents data                                     
                for only one nonionic surfactant, i.e., Triton X45®, an octyl phenoxy ethanol (Answer, p. 12).                                 
                The Examiner notes that nonionic surfactants are a broad group of materials that exhibit a wide                                
                spectrum of properties.  Appellants provide no convincing basis to conclude that the great                                     
                number of surfactants encompassed by the claims would exhibit the result that Appellants state                                 
                in their Brief to be unexpected.  The evidence is insufficient because it is not commensurate in                               
                scope with the claims.                                                                                                         
                         Further, we note that nowhere in the specification or in the Xiao Declaration does it state                           
                that the results are indeed unexpected.  In order to establish unexpected results “it is not enough                            
                to show that results are obtained which differ from those obtained in the prior art: that difference                           
                must be shown to be an unexpected difference”, In re Klosak, 455 F.2d 1077, 1080, 173 USPQ                                     
                14, 16 (CCPA 1972).  Of course, the mere statement in the Brief that the results are unexpected                                
                is not enough as attorney arguments are not evidence.  In re Lindner, 457 F.2d 506, 508,                                       









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