Ex Parte BORNSCHEUER et al - Page 12




             Appeal No. 2005-1745                                                                                      
             Application No. 09/161,680                                                                                


                    substrate specificity” simply with the”(=mutations in the enzyme used)”.[3]  This is               
                    wholly unclear.  Nowhere in the specification can a clear definition of the term                   
                    “substrate specificity” be found.  Thus, its metes and bounds are unclear.                         
                    The appellants then filed an amendment changing claims 12-23 to a “method for                      
             generating new catalytic activity in an enzyme.”  See, the amendment received by the                      
             USPTO on April 15, 2003.  The amended, as well as the newly added, claims were                            
             directed to a “method for generating a new catalytic activity in an enzyme.”  In addition,                
             the specification was amended, inter alia,4 to read (at p. 3, line 42- p. 4, line 5), as                  
             follows:                                                                                                  
                    Generation of new catalytic activities Alteration of the substrate specificity in the              
                    novel method means that the enzymes having been subjected to the method are                        
                    able to convert substrates which they were previously unable to convert, because                   
                    the affinity of the enzyme for the substrate was too low (i.e., = high  KM) and/or the             
                    rate of conversion catalytic activity (= kcat)  of the enzymes was too low.  In these              
                    cases, the ratio of kcat/ KM is zero or almost zero, i.e., catalysis does not occur.               
                    The generation of a new catalytic activity alteration in the substrate specificity                 
                    reduces the KM or increases the kcat, or both, i.e., the ratio of kcat/ KM becomes                 
                    greater than zero.  A catalytic reaction occurs.  The enzyme converts the new                      
                    substrate after the mutagenesis.                                                                   

                    3 As we understand it, the examiner is referring to the section of page 6, lines 4-                
             9, in the originally-filed specification which read as follows:                                           
                            For detection of the altered substrate specificity (= mutations in the                     
                            enzyme used) it is possible and advantageous, in the case where vectors                    
                            have been used, for the DNA initially to be isolated from the E. coli strain               
                            XL1 Red or its functional derivative and be inserted into a microorganism                  
                            which has no corresponding enzyme activity (step c, Figure 1).                             
                    4 Page 6, as well as other sections of the specification were also amended by                      
             deleting reference to an altered substrate specificity and inserting thereto “newly                       
             generated catalytic activity.”                                                                            
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