Ex Parte Lopez-Berestein et al - Page 3


                 Appeal No. 2006-0762                                                         Page 3                   
                 Application No. 09/982,113                                                                            

                        Ulukaya is relied upon for teaching “the relationship between 4                                
                 hydroxyphenyl retinamide [4-HR] and cancer.”  Id.  The reference is also cited for                    
                 teaching that 4-HR has fewer side effects when compared to naturally occurring                        
                 retinoids, and that 4-HR appears to induce apoptosis via a different mechanism                        
                 than the classical retinoids.  See id.                                                                
                        The examiner concludes:                                                                        
                               The use of 4-hydroxyphenyl retinamide as the specific                                   
                        retinoid in the teachings of Mehta would have been obvious to one                              
                        of ordinary skill in the art since Mehta teaches the use of any                                
                        retinoid and Ulukaya teaches that this retinoid has fewer side                                 
                        effects compared to naturally occurring retinoids and induces                                  
                        apoptosis via different pathway from classical retinoids. . . .  The                           
                        criticality of the ratios and the amounts of water in the added claims                         
                        is not readily apparent to the examiner in the absence of showing of                           
                        unexpected results.                                                                            
                 Id. at 4.                                                                                             
                        “[T]he Examiner bears the burden of establishing a prima facie case of                         
                 obviousness based upon the prior art.  ‘[The Examiner] can satisfy this burden                        
                 only by showing some objective teaching in the prior art or that knowledge                            
                 generally available to one of ordinary skill in the art would lead that individual to                 
                 combine the relevant teachings of the references.’”  In re Fritch, 972 F.2d 1260,                     
                 1265, 23 USPQ2d 1780, 1783 (Fed. Cir. 1992) (citation omitted).  An adequate                          
                 showing of motivation to combine requires “evidence that ‘a skilled artisan,                          
                 confronted with the same problems as the inventor and with no knowledge of the                        
                 claimed invention, would select the elements from the cited prior art references                      









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