Ex Parte Levy et al - Page 2


                Appeal No. 2006-1083                                                                                 Page 2                    
                Application No. 09/799,251                                                                                                     

                                                                Background                                                                     
                         According to appellants, “[t]reatment protocols using estrogen [ ] significantly                                      
                reduce the risks of cardiovascular disease and osteoporosis . . . [and] [t]he protective                                       
                effect of estrogen against heart disease is related to its ability to raise levels of circulating                              
                HDL and lower levels of LDL.”  Specification, page 2.  Nevertheless, “long-term use of                                         
                estrogens is positively correlated with an increased risk for endometrial cancer                                               
                development.  This risk may be reduced by simultaneous administration of a progestin,                                          
                which prevents overgrowth of endometrial cells . . . [but] [t]his form of combination                                          
                therapy [ ] apparently diminishes the beneficial effects of estrogen on the plasma lipid                                       
                profile.”  Id.                                                                                                                 
                         Certain carotenoids, on the other hand, have been shown to exhibit various                                            
                beneficial effects.  For example, “[t]he carotenoid astaxanthin has been demonstrated to                                       
                have anti-tumorigenic effects . . . in rodent models” (id., page 4), “phytoene has also                                        
                demonstrated anti-cancer activity” (id.), while lycopene “is strongly associated with anti-                                    
                oxidant and anti-cancer activities” (id., page 5).                                                                             
                         The specification describes compositions, in unit dosage form, “compris[ing] a                                        
                physiologically effective amount of at least one hormone and at least one carotenoid in                                        
                an [effective] amount” (id., page 10), which “can be used to prevent the adverse effects                                       
                associated with the administration of . . . hormones such as, for example, steroidal                                           
                estrogens and progestins, without inhibiting the beneficial activity of such hormones.”                                        
                Id., page 7.                                                                                                                   









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