Ex Parte Bartlett et al - Page 5

                 Appeal 2006-2536                                                                                         
                 Application 10/611,127                                                                                   
                 selecting steps are specifically related to avoiding potential logic unit                                
                 thrashing in a multi-requester storage system having an active-passive pair                              
                 of storage controllers."  (Reply Br. 2.)  Therefore, the issue is whether the                            
                 phrase "in order to avoid potential logic unit thrashing" limits the scope of                            
                 claim 1.                                                                                                 

                         "Generally, . . . the preamble does not limit the claims."   DeGeorge v.                         
                 Bernier, 768 F.2d 1318, 1322 n.3, 226 USPQ 758, 761 n.3 (Fed. Cir. 1985).                                
                 In particular, "[t]he preamble of a claim does not limit the scope of the claim                          
                 when it merely states a purpose or intended use of the invention."                                       
                 In re Paulsen, 30 F.3d 1475, 1479, 31 USPQ2d 1671, 1673 (Fed. Cir. 1994)                                 
                 (citing DeGeorge, 768 F.2d at 1322 n.3, 226 USPQ at 761 n.3).  "Where . . .                              
                 the effect of the words [in the preamble] is at best ambiguous . . . a                                   
                 compelling reason must exist before the language can be given weight."                                   
                 Arshal v. United States, 621 F.2d 421, 431, 208 USPQ 397, 406 (Ct. Cl.                                   
                 1980) (citing In re de Castelet, 562 F.2d 1236, 1244 n.6, 195 USPQ 439,                                  
                 447 n.6 (CCPA 1977)).                                                                                    

                         Here, the phrase "in order to avoid potential logic unit thrashing"                              
                 appears only in the preamble of claim 1.  Furthermore, it merely states a                                
                 purpose or intended use of the representative claim's "method for                                        
                 arbitrating."  The body of the claim neither repeats nor references the phrase.                          
                 Because the language in the body of the claim, standing alone, is clear and                              





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