Ex Parte Asmussen et al - Page 7

                Appeal 2006-2992                                                                                  
                Application 10/073,710                                                                            

                included amounts of oxygen or nitrogen outside the scope of the claims on                         
                appeal.                                                                                           
                       Appellants argue that evidence in their Specification discloses results                    
                which were not shown or suggested by the prior art references (Br. 13).                           
                Therefore, we begin anew and consider the evidence of non-obviousness                             
                against the evidence of obviousness.  See In re Oetiker, 977 F.2d 1443,                           
                1445, 24 USPQ2d 1443, 1444 (Fed. Cir. 1992).                                                      
                       We do not find Appellants’ evidence persuasive of non-obviousness                          
                for the following reasons.  Appellants refer to Figures 7A-7F and 11-11A as                       
                establishing a growth rate increase without substantial increase in surface                       
                roughness for trace levels of nitrogen (Br. 12-13).  However, the burden is                       
                on Appellants to establish that these results were truly unexpected,                              
                commensurate in scope with the claimed subject matter, and involved                               
                comparisons with the closest prior art.  See In re Klosak, 455 F.2d 1077,                         
                1080, 173 USPQ 14, 16 (CCPA 1972); Ex parte Gelles, 22 USPQ2d 1318,                               
                1319 (Bd. Pat. App. & Int. 1992).  We determine that Appellants have not                          
                met this burden.  Appellants have not established that the results, which vary                    
                in only a small range, would have been considered unexpected by one of                            
                ordinary skill in this art.  Furthermore, the results are under one set of                        
                specific conditions while claim 1 on appeal is not so limited.  We note that                      
                claim 1 may be “essentially free” of oxygen or nitrogen, while the results are                    
                exclusive to nitrogen levels.                                                                     
                       The Examiner has additionally applied Herb against claims 13 and 18                        
                to show the benefits of using molybdenum as a substrate holder in a plasma                        
                CVD process (e.g., Answer 4).  Appellants admit that Herb teaches that                            
                molybdenum is known as a substrate holder but argues that Herb is not                             

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