Ex Parte Peppel - Page 8


        Appeal No. 2006-3019                                            
        Application No. 09/735,586                                      
            With respect to the first issue, we are concerned           
        with the informal manner in which the Appellant                 
        attempts to antedate the Smith reference.                       
            Regulation 37 CFR 1.131(a) reads:                           
            When any claim of an application or a patent under          
            reexamination is rejected, the inventor of the              
            subject matter of the rejected claim, the owner of          
            the patent under reexamination, or the party                
            qualified under §§ 1.42, 1.43, or 1.47, may submit          
            an appropriate oath or declaration to establish             
            invention of the subject matter of the rejected             
            claim prior to the effective date of the reference          
            or activity on which the rejection is based                 
            [emphasis added].                                           
            The Examiner has forborne enforcing this                    
        regulation, indicating in the Examiner’s Answer (Page           
        6):                                                             
            Applicant's Declarations (Tab C dated 3/27/97, Tab          
            E dated 9/27/96) pursuant to 37 CFR § 1.131 swear           
            to claims in a different application, 08/398,862.           
            It would be appropriate to file a new Declaration           
            pursuant to 37 CFR § 1.131 specific to the case at          
            hand. Although these are not proper declarations            
            pursuant to 37 CFR § 1.131 with respect to the              
            claims in this application, they are evidence and           
            have been considered for what they show.                    

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