Ex Parte Sreedharamurthy et al - Page 2

                Appeal 2007-0138                                                                              
                Application 10/039,459                                                                        
                      The Examiner advanced three grounds of rejection in the Final Office                    
                Action:                                                                                       
                1.  Claims 1-9 were finally rejected under 35 U.S.C. § 103(a) as                              
                unpatentable over Holder (WO 99/66108);                                                       
                2.  Claims 10 and 14 were finally rejected under 35 U.S.C. § 103(a) as                        
                unpatentable over Holder in view of Falster (US 5,919,302) and Kim (US                        
                5,942,032); and                                                                               
                3.  Claims 11-13 were finally rejected under 35 U.S.C. § 103(a) as                            
                unpatentable over Holder in view of Falster and Kim and further in view of                    
                Luter (US 5,922,127).  (See the Final Office Action of January 14, 2004.)                     
                      Appellants’ appeal was taken from all three rejections.  Each ground                    
                of rejection is listed in the “Grounds of Rejections to be Reviewed on                        
                Appeal” section of the Brief (Br. § vi) and each is treated under a separate                  
                heading in the “Arguments” section (Br. § v).                                                 
                      However, it is not clear from the Answer whether all three rejections                   
                are maintained on appeal.  On the one hand, § (6) of the Answer states that                   
                the Appellants’ statement of the grounds of rejection to be reviewed on                       
                appeal is correct.  This implies that all three grounds of rejection are                      
                maintained.  On the other hand, only one of the four references, Holder, is                   
                listed as evidence relied upon (Answer § (8)) and only one of the rejections                  
                is reproduced in the Answer, the rejection of claims 1-9 over Holder                          
                (Answer § (9)).                                                                               
                      The Examiner must clarify the record.  If the rejections not                            
                reproduced in the Answer have been withdrawn, the Examiner must file a                        
                communication so stating.  If, on the other hand, the rejections were                         
                intended to be maintained, the Examiner must file a substitute Answer                         

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