Ex Parte Shwarts et al - Page 24



                   Appeal 2007-0493                                                                                                 
                   Application 10/289,967                                                                                           
                   Patent 6,144,380                                                                                                 

                   walls” of a base of a container was “generally convex.”  North American                                          
                   Container convinced the examiner that the shape of the base, as amended,                                         
                   defined over “both the Dechenne patent, wherein the corresponding wall                                           
                   portions 3 are slightly concave ... and the Jakobsen patent, wherein the entire                                  
                   reentrant portion is clearly concave in its entirety.”  415 F.3d at 1340, 75                                     
                   USPQ2d at 1549.  After a patent issued containing the amended claims,                                            
                   North American Container filed a reissue application seeking reissue claims                                      
                   in which (1) the language “inner wall portions are generally convex” was                                         
                   eliminated, but (2) the language “wherein the diameter of said re-entrant                                        
                   portion is in the range of 5% to 30% of the overall diameter of said side                                        
                   wall” was added.  Thus, the claim sought be reissued was broader in some                                         
                   aspects and narrower in other aspects.                                                                           
                           The Federal Circuit, applying the Clement three-step test, held that the                                 
                   reissue claims were broader in scope than the originally-issued claims in that                                   
                   they no longer require the “inner walls” to be “generally convex.”  The                                          
                   Federal Circuit further found that the broadened aspect (i.e., the broadened                                     
                   limitation) “relate[d] to subject matter that was surrendered during                                             
                   prosecution of the original-filed claims.”  415 F.3d at 1350, 75 USPQ2d at                                       
                   1557.  The Federal Circuit observed “the reissue claims were not narrowed                                        
                   with respect to the ‘inner wall’ limitation, thus avoiding the recapture rule.”                                  
                   The Federal Circuit stated:                                                                                      
                           [t]hat the reissue claims, looked at as a whole, may be of                                               
                           “intermediate scope” is irrelevant. . . . [T]he recapture rule is                                        
                           applied on a limitation-by-limitation basis, and ... [North                                              

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