Ex Parte BROWNING et al - Page 22



                Appeal 2007-0700                                                                              
                Application 09/159,509                                                                        
                Patent 5,559,995                                                                              

                unless the views expressed in an opinion in support of the decision, among a                  
                number of things, are inconsistent with a decision of the Federal Circuit.  In                
                our view, the majority view in Eggert is believed to be inconsistent with the                 
                subsequent Federal Circuit decision in North American Container with                          
                respect to the principles governing application of Substep (3)(a) of Clement.                 
                      The Eggert majority’s analysis is believed to be consistent with North                  
                American Container in that the majority applied the three-step framework                      
                analysis set forth in applicable Federal Circuit opinions, e.g., (1) Pannu v.                 
                Storz Instruments, Inc., 258 F.3d 1366, 1370-71, 59 USPQ2d 1597, 1600                         
                (Fed. Cir. 2001); (2) Clement, 131 F.3d at 1470, 45 USPQ2d at 1165 and (3)                    
                Hester, 142 F.3d at 148, 46 USPQ2d at 1648-49.  However, the Eggert                           
                majority also held that the surrendered subject matter was the rejected claim                 
                only rather than the amended portion of the issued claim.  67 USPQ2d at                       
                1717.  At a similar point in the recapture analysis, North American                           
                Container has clarified the application of the three-step framework analysis.                 
                North American Container holds that the “inner walls” limitation (a portion                   
                of the issued claim that was added to the rejected claim by amendment) was                    
                “subject matter that was surrendered during prosecution of the original-filed                 
                claims.”  415 F.3d at 1350, 75 USPQ2d at 1557.                                                
                      It is believed that the Substep (3)(a) rationale of the Eggert majority                 
                (1) is not consistent with the rationale of the Federal Circuit in North                      
                American Container and (2) should no longer be followed or be applicable                      
                to proceedings before the USPTO.                                                              


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