Ex Parte Ho et al - Page 4

                Appeal 2007-1059                                                                               
                Application 10/408,598                                                                         

                § 102(b).  Particularly, does Urino’s disclosure of a monitoring waveguide                     
                for monitoring wavelengths in an optical signal or Urino’s disclosure of a                     
                photo-detector teach Appellants’ power monitor?                                                
                                            FINDINGS OF FACT                                                   
                      The following findings of fact are supported by a preponderance                          
                of the evidence.                                                                               
                                                The Invention                                                  
                1. Appellants invented an arrayed waveguide based optical system (10)                          
                that receives a wavelength division multiplexed signal (12) having                             
                wavelengths 1 through N.  (Specification 2.)                                                   
                2.  As depicted in Figure 1, an input optical beam of the multiplexed                          
                signal (12) passes through an optical de-multiplexer, which comprises a star                   
                coupler (14a) adjoining an arrayed waveguide region (15) juxtaposing                           
                another star coupler (14b).  Various wavelengths are coupled to different                      
                output waveguides (16, 18) due to constructive and destructive interference                    
                in the region 15.  Waveguide 16 operates on one diffraction order while                        

                                                                                                              
                Piasecki 745 F.2d 1468, 1472, 223 USPQ 785, 788.  When that burden is                          
                met, the burden then shifts to the applicant to rebut.  Id.; see also In re                    
                Harris, 409 F.3d 1339, 1343-44, 74 USPQ2d 1951, 1954-55 (Fed. Cir.                             
                2005) (finding rebuttal evidence unpersuasive).  If the applicant produces                     
                rebuttal evidence of adequate weight, the prima facie case of unpatentability                  
                is dissipated.  In re Piasecki, 745 F.2d at 1472, 223 USPQ at 788.                             
                Thereafter, patentability is determined in view of the entire record.  Id.                     
                However, on appeal to the Board it is an appellant's burden to establish that                  
                the Examiner did not sustain the necessary burden and to show that the                         
                Examiner erred -- on appeal we will not start with a presumption that the                      
                Examiner is wrong.                                                                             

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