Ex Parte Sollee - Page 4

                 Appeal 2007-1063                                                                                      
                 Application 09/881,594                                                                                

                                                       ISSUE                                                           
                        The principal issue in the appeal before us is whether the Appellant                           
                 has shown that the Examiner erred in holding that the repeated initiation of                          
                 communication from a client behind a firewall to a server on the other side                           
                 of the firewall may fairly be interpreted to equate to the maintenance of a                           
                 communications path between the two devices.                                                          

                                               FINDINGS OF FACT                                                        
                        The following Findings of Fact (FF) are shown by a preponderance of                            
                 the evidence.                                                                                         
                                                   The Invention                                                       
                        1. Appellant invented a method of communicating with a device                                  
                 coupled to one side of a firewall and network address translator (NAT)                                
                 (Specification 3:2-4).                                                                                
                        2.  Because a firewall rejects unsolicited communications from                                 
                 devices outside the firewall, the method contemplates that the first device,                          
                 located behind the firewall, shall initiate communication with a node on the                          
                 other side of the firewall. Upon receipt of a response from the node, a                               
                 communications “path” through the firewall and NAT is created                                         
                 (Specification 7:24 – 8:2).                                                                           
                        3.  The communications path through the firewall and NAT is                                    
                 maintained by repeatedly sending keep-alive messages, such that the                                   
                 network address translation information regarding the first device and the                            

                                                                                                                      
                 representative independent claim.  See In re Young, 927 F.2d 588, 590, 18                             
                 USPQ2d 1089, 1091 (Fed. Cir. 1991).  See also 37 C.F.R. § 41.37(c)(1)(vii).                           

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