Ex Parte Gerber - Page 10

              Appeal 2007-2371                                                                      
              Application 10/426,654                                                                

              polymer combination in which Carbopol was added to preformed lecithin                 
              vesicles prepared by homogenization (id. at 10-11).  Appellant argues that            
              comparing Figures 3 and 4 (adjuvant of claimed invention) to Figure 5                 
              (Anselem’s adjuvant) shows that, in the claimed adjuvant, “[t]he                      
              phospholipids appear to be fused to the polymer and, as clearly shown,                
              extend from one polymer fragment to another, producing a net- or matrix-              
              like appearance” (id. at 10), whereas in Anselem’s adjuvant “there appears            
              to be some kind of repulsion between the lecithin vesicles and the acrylic            
              polymer” (id. at 11).                                                                 
                    We do not find this argument persuasive.  First, Appellant states that          
              the figures attached to the Brief “were presented at an interview during              
              prosecution” (Br. 9) but the figures were not presented as part of a                  
              declaration under 37 C.F.R. § 1.132.  That rule requires that “any evidence           
              submitted to traverse [a] rejection or objection on a basis not otherwise             
              provided for must be by way of an oath or declaration under this section.”            
              Thus, the electron micrographs and accompanying discussion are not                    
              entitled to any presumption of accuracy and truthfulness, like a signed oath          
              or declaration; in other words, Appellant’s assertions regarding the electron         
              micrographs are nothing more than attorney argument.                                  
                    Moreover, Appellant’s argument is again based on the premise that               
              claim 1’s recitation “combined together to form a matrix structure” requires          
              the lecithin and polymer to be hydrated together and then homogenized.  As            
              is evident from the discussion above, we do not agree with that premise               
              because the Specification simply does not state that forming the matrix               
              structure requires performing any particular series of steps.                         


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