California Corporations Code CHAPTER 2 - Issuer Transactions

  • Section 25110.
    It is unlawful for any person to offer or sell in this state any security in an issuer transaction (other than in a transaction subject...
  • Section 25111.
    (a) Any security for which a registration statement has been filed under the Securities Act of 1933 in connection with the same offering may be qualified...
  • Section 25112.
    (a) Any security issued by a person which is the issuer of any security registered under Section 12 of the Securities Exchange Act of 1934 or...
  • Section 25113.
    (a) All securities, whether or not eligible for qualification by coordination under Section 25111 or qualification by notification under Section 25112, may be qualified by permit...
  • Section 25114.
    Every qualification under this chapter is effective for 12 months from its effective date, unless the commissioner by order or rule specifies a different period,...
  • Section 25115.
    Every application for qualification of an issuer transaction under this chapter shall be signed and verified by the issuer; every application for qualification of a...
  • Section 25116.
    (a) An evidence of indebtedness issued pursuant to a qualification under this chapter or Chapter 3 (commencing with Section 25120), and the purchasers or holders thereof,...
  • Section 25117.
    (a) An evidence of indebtedness, and the purchasers or holders thereof, shall be exempt from the usury provisions of Section 1 of Article XV of the...
  • Section 25118.
    (a) An evidence of indebtedness issued by an entity or guaranteed by an entity that is an affiliate (as defined in Section 150) of the borrower...

Last modified: October 22, 2018