California Corporations Code CHAPTER 5 - Authority of the Commissioner

• Section 25140.
  (a) (1) The commissioner may issue a stop order denying effectiveness to, or suspending or revoking the effectiveness of, any qualification of an underwritten offering of securities...
• Section 25141.
  The commissioner may impose as a condition of qualification under Chapter 2 (commencing with Section 25110) or Chapter 3 (commencing with Section 25120) of this...
• Section 25142.
  When application is made for a permit to issue securities or to deliver other consideration (whether or not the security or transaction is exempt from...
• Section 25143.
  (a) The commissioner may by order summarily postpone or suspend the effectiveness of any qualification pending final determination of any proceeding under this chapter. Upon the...
• Section 25144.
  The commissioner may vacate or modify a stop order if he finds that the conditions which caused its entry have changed or that it is...
• Section 25145.
  Every issuer qualifying securities for sale in this state shall at all times keep and maintain a complete set of books, records, and accounts of...
• Section 25146.
  For a period of 18 months after the qualification is effective, the commissioner may by rule or order require an issuer who has filed an...
• Section 25147.
  The commissioner may by rule or order require as a condition of qualification that any security qualified under Section 25113 be sold only on a...
• Section 25148.
  Except in cases where the delivery of a prospectus or proxy statement is required under the Securities Act of 1933 or the Securities Exchange Act...
• Section 25149.
  The commissioner may act as escrow holder for securities required to be deposited in escrow by his order.(Added by Stats. 1968, Ch. 88.)
• Section 25150.
  The commissioner may accept and act upon the opinions, appraisements and reports of any engineers, appraisers, or other experts which may be presented by an...
• Section 25151.
  (a) Upon the filing of a written request for the consent to transfer securities referred to in Section 25133, accompanied by such information and documents as...

Last modified: October 22, 2018