California Corporations Code PART 5 - FRAUDULENT AND PROHIBITED PRACTICES

  • Section 25400.
    It is unlawful for any person, directly or indirectly, in this state:(a) For the purpose of creating a false or misleading appearance of active trading in...
  • Section 25401.
    It is unlawful for any person to offer or sell a security in this state, or to buy or offer to buy a security in...
  • Section 25402.
    It is unlawful for an issuer or any person who is an officer, director or controlling person of an issuer or any other person whose...
  • Section 25403.
    (a) Every person who with knowledge directly or indirectly controls and induces any person to violate any provision of this division or any rule or order...
  • Section 25404.
    (a) It is unlawful for any person to knowingly alter, destroy, mutilate, conceal, cover up, falsify, or make a false entry in any record, document, or...

Last modified: October 22, 2018