California Corporations Code PART 7 - ADMINISTRATION

• Section 25604.
  The administration and enforcement of, and the education of the public relative to, the laws and programs of the Department of Business Oversight shall be...
• Section 25605.
  (a) The commissioner may publish any information filed with him or obtained by him, if, in the judgment of the commissioner, such action is in the...
• Section 25606.
  (a) The Attorney General shall render to the commissioner opinions upon all questions of law, relating to the construction or interpretation of any law under the...
• Section 25607.
  (a) Neither the commissioner nor any of the commissioner’s assistants, clerks, or deputies shall be interested as a director, officer, shareholder, member (other than a member...
• Section 25608.
  (a) The commissioner shall charge and collect the fees fixed in this section and Section 25608.1. All fees charged and collected under this section and Section...
• Section 25608.1.
  (a) The fee for an investment company filing a notice pursuant to subdivision (b) of Section 25100.1 is two hundred dollars ($200) plus one-fifth of 1...
• Section 25608.2.
  Commencing July 1, 2000, the fee provisions of subdivision (c) of Section 25608, as they apply to the fee for filing a notice pursuant to...
• Section 25608.3.
  (a) Notwithstanding Sections 25608 and 25608.1, the commissioner may set any fee under those sections at an amount below the maximum fee set forth in those...
• Section 25609.
  Every final order, decision, license, or other official act of the commissioner is subject to judicial review in accordance with law.(Added by Stats. 1968, Ch.
• Section 25610.
  The commissioner may from time to time make, amend and rescind such rules, forms, and orders as are necessary to carry out the provisions of...
• Section 25611.
  The commissioner may prepare and make available to interested persons lists of persons whose securities are qualified for trading purposes in this state, are exempt...
• Section 25612.
  No rule, form or order may be made, amended, or rescinded unless the commissioner finds that the action is necessary or appropriate in the public...
• Section 25612.3.
  Unless otherwise provided by rule, the commissioner shall require the use of the following forms:(a) Form BD (Uniform Application for Broker-Dealer Registration) for a broker-dealer application.(b) Form...
• Section 25612.5.
  (a) To encourage uniform interpretation and administration of this law and the Franchise Investment Law (Division 5 (commencing with Section 31000)) and effective securities and franchise...
• Section 25613.
  The commissioner may by rule or order prescribe (1) the form and content of financial statements required under this law, (2) the circumstances under which...
• Section 25614.
  All rules of the commissioner (other than those relating solely to the internal administration of the Department of Business Oversight) shall be made, amended, or...
• Section 25615.
  A document is filed when it is received by the commissioner; but no qualification of the sale of securities shall become effective until the appropriate...
• Section 25616.
  The commissioner shall keep an index of all qualifications which are or have ever been effective, all denial, suspension, or revocation orders which have been...
• Section 25617.
  Upon request and at such reasonable charges as he prescribes by rule, the commissioner shall furnish to any person photostatic or other copies (certified under...
• Section 25618.
  The commissioner in his discretion may honor requests from interested persons for interpretive opinions.(Added by Stats. 1968, Ch. 88.)
• Section 25619.
  (a) The commissioner may destroy any applications, notices, orders, permits, and revoked or surrendered certificates, together with the files and folders, as useless or obsolete, four...
• Section 25620.
  (a) Notwithstanding any other law, the commissioner may by rule or order prescribe circumstances under which to accept electronic records or electronic signatures. This section does...

Last modified: October 22, 2018