California Financial Code Division 1.8 - Securities Sales

  • Section 4981.
    Any financial institution doing business in this state, or any other person, that sells to the public at any retail branch office at which deposits...
  • Section 4982.
    Any violation of this division by a bank is a violation of Division 1.1 (commencing with Section 1000); a violation by a savings association is...
  • Section 4983.
    Nothing in this division shall be construed or interpreted to mean that this division in any way gives a financial institution the authority to offer...

Last modified: September 9, 2016