California Financial Code CHAPTER 4 - Operations

• Section 450.
  (a) In this section, “governmental agency” includes, without limitation, any agency of this state, of any other state of the United States, of the United States,...
• Section 451.
  With the prior approval of the commissioner, a foreign (other state) or foreign (other nation) financial institutions regulatory agency may examine a licensee and any...
• Section 452.
  (a) Directors, officers, employees, attorneys, accountants, or consultants of a licensee may not disclose in any manner to any person confidential information regarding the licensee received...
• Section 453.
  Every licensee shall make and file with the commissioner whenever required by him or her a report in any form as the commissioner may prescribe...
• Section 454.
  The commissioner shall call for the report specified in Section 453 from all licensees at least four times each year upon dates selected by the...
• Section 455.
  The commissioner may at any time require any licensee to make and file with him or her a special report furnishing any information as the...
• Section 456.
  Every licensee shall keep its corporate records, financial records, and books of account in words and figures of the English language and in form satisfactory...
• Section 457.
  Every licensee shall notify the commissioner of any change in the following officers of the licensee, to the extent that those officers exist within the...
• Section 458.
  (a) Each report required under this article, or under any other provision of law administered by the commissioner, shall be filed with the commissioner at the...
• Section 459.
  (a) Every licensee shall file with the commissioner one copy of all material filed by the licensee with a federal agency that is charged with the...
• Section 460.
  Any person intentionally making a false statement in any report required to be rendered under this article or other provision of law administered by the...
• Section 461.
  Any debt due a licensee on which interest is past due and unpaid for the period of one year shall be charged off, unless the...
• Section 462.
  Any person that provides services to any licensee, at the request of the commissioner, shall submit to an examination by the commissioner. Should the commissioner...
• Section 463.
  (a) All references in this code and the Corporations Code to financial statements, balance sheets, income statements, and statements of changes in financial position of a...
• Section 464.
  (a) An officer of a financial institution, within the meaning of Section 1101(1) of the federal Right to Financial Privacy Act of 1978 (12 U.S.C. Sec....

Last modified: October 22, 2018