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North Carolina General Statutes Chapter 78A North Carolina Securities Act

Article 1 - Title and Definitions.

Article 2 - Fraudulent and Other Prohibited Practices.

Article 3 - Exemptions.

Article 4 - Registration and Notice Filing Procedures of Securities.

Article 5 - Registration of Dealers and Salesmen.

Article 6 - Administration and Review.

Article 7 - Civil Liabilities and Criminal Penalties.

Article 8 - Miscellaneous Provisions.



Last modified: March 23, 2014