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North Carolina General Statutes Chapter 78C Investment Advisers

Article 1 - Title and Definitions.

Article 2 - Fraudulent and Prohibited Practices.

Article 3 - Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives.

Article 4 - Administration and Review.

Article 5 - Civil Liabilities and Criminal Penalties.

Article 6 - Miscellaneous Provisions.

Article 7 - Sports Agents.

Article 8 - Regulation of Athlete Agents.

Article 9 - Uniform Athlete Agents Act.



Last modified: March 23, 2014