Ex parte SHIHCHIANG YU - Page 4




          Appeal No. 95-2861                                                          
          Application 08/062,237                                                      


                                       OPINION                                        
               We have carefully considered the entire record before us,              
          and we will reverse the obviousness rejections of claims 4                  
          through 7.                                                                  
               We agree with the examiner's observation (Answer, page 3)              
          that Toshikazu "teaches in Figure 2 a non-volatile semiconductor            
          memory device having floating gate 25, a pair of first lower                
          control gates 30 and 31 laterally surrounding the floating gate             
          and an upper control gate 27 formed above."  The examiner                   
          acknowledges (Answer, page 3) that "Toshikazu differs from the              
          present invention in that the upper control gate 27 runs in the             
          same direction as the pair of first lower control gates 30 and              
          31."                                                                        
               With this difference in mind, the examiner states (Answer,             
          pages 3 and 4) that:                                                        
                    Masuoka teaches however in Figures 2-3 that the                   
               upper level control gate 114a may run orthogonal to                    
               lower gates 108a, 108b, and 106.  It is noted that                     
               Masuoka teaches 108a, and 108b to be lateral floating                  
               gates surrounding control gate 106.  This design is                    
               slightly different than that of Toshikazu which has two                
               control gates laterally surrounding a floating gate.                   
               It would have been obvious to a skilled artisan to                     
               combine the teaching of Masuoka which shows the upper                  
               gate formed orthogonal to the lower gate layers in                     
               order to achieve integration of the device and conserve                
               as much wafer space as possible.                                       
               Appellant argues (Brief, pages 6 and 7) that:                          
                                          4                                           





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