Ex parte THEOBALD - Page 10




          Appeal No. 95-0907                                                          
          Application 07/774,757                                                      

          features of independent claim 1.  Because Wang and Rattan cannot            
          support the examiner's rejection of claim 1, the rejection of               
          claims 2 and 3 based also on Wang and Rattan also cannot stand.             
               In discussing claim 2, the examiner made reference (answer             
          at 5) to U.S. Patent No. 4,937,825 (Ballard et al.) and U.S.                
          Patent No. 5,157,782 (Tuttle et al.).  However, neither Ballard             
          et al. nor Tuttle et al. has been included in the examiner's                
          stated ground of rejection.  The appellant is correct that it is            
          inappropriate for the examiner to rely on references which have             
          not been included in the examiner's stated ground of rejection to           
          supply features missing from the applied prior art.  Indeed, all            
          references on which the examiner relies should be positively                
          recited in the rejection.  See, e.g., In re Hoch, 428 F.2d 1341,            
          1342 n.3, 166 USPQ 406, 407 n.3 (CCPA 1970); Ex parte Movva,                
          31 USPQ2d 1027, 1028 n.1 (Bd. Pat. App. & Int. 1993); Ex parte              
          Hiyamazu, 10 USPQ2d 1393, 1394 (Bd. Pat. App. & Int. 1988).                 
          Thus, Ballard et al. and Tuttle et al. cannot be properly relied            
          on by the examiner to meet the features added by claim 2.                   
          Moreover, because the examiner has not relied on or discussed               
          Ballard et al. or Tuttle et al. in the context of the rejection             
          of claim 1, whether the features of claim 1 would have been                 
          suggested by Wang and Rattan in combination with Ballard et al.             


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