Ex parte PATERSON et al. - Page 8




          Appeal No. 94-3910                                                          
          Application No. 07/966,615                                                  


          § 103 as obvious over Sugiura and Takasaki and further in view              
          of Esquivel.  As explained more fully below, it appears to us               
          that the examiner did not understand certain elements of                    
          independent claim 21.  Under the reasoning of In re Steele,                 
          305 F.2d 859, 862, 134 USPQ 292, 295 (CCPA 1962), we are                    
          constrained to reverse the rejection of independent claim 21                
          under § 103 since the examiner admittedly did not understand                
          elements of the claim which we determine to be essential to                 
          applying the cited art to claim 21.  The examiner’s failure to              
          properly identify the limitations of claim 21 and the                       
          examiner’s failure to respond to appellants’ arguments                      
          regarding the merits of the prior art rejection force us to                 
          conclude that the examiner has failed to establish a prima                  
          facie case of the obviousness of claim 21.  Since we reverse                
          the rejection as to Claim 21, we reverse the rejection of                   
          claims 22-28 all of which ultimately depend from claim 21.                  
              Appellants argue, inter alia, that Sugiura does not                    
          disclose "a plurality of slots etched in said field insulating              
          regions, said slots exposing the surface of said source/drain               
          regions and extending the length of said source/drain regions               
          and extending at least between two adjacent rows of memory                  
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