Ex parte NAKAO - Page 3




          Appeal No. 95-0634                                         Page 3           
          Application 07/962,322                                                      
               5.   Figure 1 illustrates the claimed subject matter.  The             
          semiconductor memory device has a substrate 1 with a source                 
          region 5 and a drain region 6, including a portion of the                   
          drain 6a formed beneath an insulating film 2.  The insulating               
          film 2 has semiconducting clusters 3.  A gate 4 is formed on the            
          insulating film 2.  (Paper 1 at 4-5.)                                       
          B.   The rejection                                                          
               6.   The examiner rejected claim 2 under 35 U.S.C. § 102 as            
          anticipated by the following reference:                                     

          Yamazaki et al. (Yamazaki)    3,878,549             15 April 1975           

               7.   Yamazaki teaches a transistor-based semiconductor                 
          memory device with semiconductor clusters or thin-films.  (1:22-            
          29.)  The examiner relies on Yamazaki's Figures 1 and 2G for the            
          anticipatory teachings.  (Paper 9                                           
          at 2-3.)  Figure 1 (right) shows a                                          
          transistor structure with a                                                 
          substrate 5, a source region 14, a                                          
          drain region 16, a gate 1, and                                              
          insulating films 2 & 4 with                                                 
          semiconductor clusters 3.                                                   
          Yamazaki does not say how the                                               
          substrate 5, source 14, drain 16,                                           
          or gate 1 are formed.  (3:11-19.)                                           





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