Ex parte SMITH et al. - Page 5




          Appeal No. 96-3130                                                          
          Application 08/225,653                                                      


          to exactly which (or combination thereof) of these distinct                 
          structural arrangements the appellants intended to encompass by             
          the means-plus-function clause, it might be speculated that the             
          appellants intended that arrangements (1) and (4) should not be             
          encompassed by the "means" clause inasmuch as they have been                
          previously set forth in claim 2.  It also might be argued that              
          arrangement (5) should not be encompassed by the "means" clause             
          since no intake passage has been set forth, although this again             
          is at least somewhat speculative.  With respect to arrangements             
          (2) and (3), one is left to complete speculation as to which one            
          (or both) of these two arrangements the appellants intend to                
          encompass by the "means" clause.                                            
               From the above, in comparing the claimed subject matter with           
          the applied prior art, it is apparent to us that considerable               
          speculations and assumptions are necessary in order to determine            
          what in fact is being claimed.  Since a rejection on prior art              
          cannot be based on speculations and assumptions (see In re                  
          Steele, 305 F.2d 859, 862-63, 134 USPQ 292, 295-96 (CCPA 1962)              
          and In re Wilson, 424 F.2d 1382, 1385, 165 USPQ 494, 496 (CCPA              
          1970)), we are constrained to reverse the examiner's rejection of           
          claim 2 under 35 U.S.C. § 102(e).  We hasten to add that this is            
          a procedural reversal rather than one based upon the merits of              

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