Ex parte SHAH - Page 5




              Appeal No. 1996-2731                                                                                     
              Application No. 08/240,862                                                                               

              ether formulation over a commercially available 7:3 pantenol:pantenyl ethyl ether                        
              formulation.                                                                                             
                     The initial burden of establishing reasons for unpatentability rests on the examiner.             
              See, In re Oetiker, 977 F.2d. 1443, 1445, 24 USPQ2d 1443, 1444 (Fed. Cir. 1992).                         
              Here, the examiner has failed to state how a person having ordinary skill in the art would               
              have found appellant’s claimed invention obvious.  The mere fact that the prior art could be             
              so modified would not have made the modification obvious unless the prior art suggested                  
              the desirability of the modification.  In re Gordon, 733 F.2d 900, 902, 221 USPQ 1125,                   
              1127 (Fed. Cir. 1984).  The examiner has not explained how a person having ordinary skill                
              in the art would have arrived at the composition recited in the claims on appeal in view of              
              the primary reference teaching away from the claimed invention. “[W]hile it may ordinarily               
              be the case that the determination of optimum values for the parameters of a prior art                   
              process would be at least prima facie obvious, that conclusion depends upon what the                     
              prior art discloses with respect to those parameters.”  In re Sebek, 465 F.2d 904, 907, 175              

              USPQ 93, 95 (CCPA 1972).  Accordingly, the examiner has failed to establish a prima                      

              facie case of obviousness.                                                                               

                     Having determined that the examiner has not established a prima facie case of                     

              obviousness, we find it unnecessary to discuss appellant’s unexpected results relied upon                

              to rebut any such prima facie case.                                                                      



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