Ex parte MARUYAMA et al. - Page 6


                    Appeal No.  1997-1307                                                                                                
                    Application No.  08/014,012                                                                                          

                    the references relied upon by the examiner in a manner which would have                                              
                    reasonably led one of ordinary skill in this art to arrive at the claimed invention.  The                            
                    suggestion that CDP-choline is therapeutically useful and that a C. ammoniagenes                                     
                    overproduces UMP is, in our opinion, insufficient to suggest to a person of ordinary                                 
                    skill in the art to obtain a microorganism which carries a recombinant DNA                                           
                    comprising a DNA fragment containing genes encoding pyrG, CCT with or without                                        
                    CKI, and then culture this microorganism in the presence of a second                                                 
                    microorganism which produces UTP.                                                                                    
                            The initial burden of presenting a prima facie case of obviousness rests on                                  
                    the examiner.  In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444  (Fed.                                       
                    Cir. 1992).  On these circumstances, we are constrained to reach the conclusion                                      
                    that the examiner has failed to meet his burden of establishing a prima facie case of                                
                    obviousness.  Instead, in this case the examiner has merely demonstrated the                                         
                    existence of all of the components of the claimed subject matter.  What is missing is                                
                    the requisite suggestion to combine the individual components to achieve the                                         
                    claimed invention.                                                                                                   
                            In addition, we note that the examiner relies upon Neuhard (See e.g.,                                        
                    Answer, page 6).  However, Neuhard is not part of the examiner’s statement of the                                    
                    rejection.  We remind the examiner that “[w]here a reference is relied on to support                                 
                    a rejection, whether or not in a ‘minor capacity,’ there would appear to be no excuse                                
                    for not positively including the reference in the statement of the rejection.”  In re                                
                    Hoch, 428 F.2d 1341, 1342 n.3, 166 USPQ 406, 407 n.3 (CCPA 1970).                                                    


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