Ex parte SHIROTA et al. - Page 4




          Appeal No. 1997-3442                                       Page 4           
          Application No. 08/210,288                                                  


          permits an examiner to refer back to a single prior office                  
          action in order to incorporate the grounds of rejection into                
          the answer.  The examiner, however, refers back to the final                
          rejection which, in turn, refers back to the “Office Action of              
          Paper No. 7.”                                                               
               We reverse.                                                            
               A rejection under 35 U.S.C. 102, based on anticipation, is             
          proper only when a single prior art reference discloses,                    
          expressly or under the principles of inherency, each and every              
          element of a claimed invention as well as disclosing structure              
          which is capable of performing the recited functional                       
          limitations.  RCA Corp. V. Applied Digital Data Sys., Inc., 730             
          F.2d 1440, 1444, 221 USPQ 385, 388 (Fed. Cir.); cert.                       
          dismissed, 468 U.S. 1228 (1984).                                            
               With respect to independent claim 1, the examiner applies              
          Figure 1 of Adler, identifying word block WB1 and word block                
          WB0 as the claimed NAND memory cells; B0 as the claimed bit                 
          lines; and Q GND as the claimed source lines.  Further, on a                
          marked-up copy of Adler’s Figure 1, submitted with the answer,              
          the examiner identifies four transistors (transistors 1 and 3               
          being within word block WB1 and transistors 2 and 4 being                   







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