Ex parte ITO et al. - Page 21




          Appeal No. 1998-2836                                                        
          Application No. 08/453,211                                                  


          under the sea.  This position, however, represents a                        
          conclusion which is based on a statement of equivalency in the              
          appellants’ own disclosure.  In order to rely on equivalence                
          as a rationale supporting                                                   
          an obviousness rejection, the equivalency must be recognized                
          in the prior art, and cannot be based on the applicant's                    
          disclosure or the mere fact that the components at issue are                
          functional or mechanical equivalents.  In re Ruff, supra.  It               
          is well settled that in order to establish a prima facie case               
          of obviousness the prior art teachings must be sufficient to                
          suggest to one of ordinary skill in the art making the                      
          modification needed to arrive at the claimed invention.  See,               
          e.g., In re Lalu, 747 F.2d 703, 705, 223 USPQ 1257, 1258 (Fed.              
          Cir. 1984).  The examiner has supplied no factual basis in the              
          applied prior art to support his legal conclusion of                        
          obviousness.  Thus, we will not sustain the examiner’s                      
          rejection of claim 18 under 35 U.S.C. § 103 based on Ito and                
          Oonishi.                                                                    
               Since the prior art relied on by the examiner fails to                 
          establish a prima facie case of obviousness of claim 18, we                 
          need not consider the appellants’ evidence of nonobviousness                
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