ELLIS et al. vs. HENRY - Page 14



          Interference No. 103,414                                                   



                       APPENDIX - ELLIS'S STATEMENT OF FACTS                         
                    Ellis's Statement of Facts (E.Br. 4-14) reads as                 
          follows, with our headings inserted in brackets:                           
                                    [Background]                                     
                    1.  Southco is in the business of designing                      
                    and manufacturing latches and access hardware                    
                    for customers worldwide and has specialized                      
                    in the design of expanding rivets since 1945                     
                    (O'Rourke, ER 1:5-7).  Unistrut is in the                        
                    business of manufacturing metal framing and                      
                    has been a long time customer of Southco                         
                    since at least the 1960's[,] purchasing                          
                    various types of expanding rivets designed by                    
                    Southco for use with Unistrut metal framing                      
                    (O'Rourke, ER 1:8-12).                                           
                    2.  In June 1992 Southco was engaged in an                       
                    effort to design for Unistrut an expanding                       
                    rivet for Unistrut's “Telestrut” telescoping                     
                    strut system (O'Rourke, ER 1:13-15).                             
                      [Problems with the pre-existing rivet]                         
                    3.  On June 8, 1992, Mr. Paul M. O'Rourke,                       
                    Manufacturer's Representative for Southco                        
                    (O'Rourke, ER 1:1-4), received a telephone                       
                    call from Mr. Thomas D. Wright, Sales Manager                    
                    for Unistrut[,] concerning the performance of                    
                    rivets which had been previously supplied by                     
                    Southco to Unistrut.  Mr. Wright informed Mr.                    
                    O'Rourke that the rivets previously supplied                     
                    by Southco did not satisfy certain                               
                    requirements imposed by Unistrut's                               
                    “Telestrut” telescoping strut system                             
                    (O'Rourke ER 2:1-6).  Mr. O'Rourke's                             
                    handwritten memorandum of the telephone call                     
                    with Mr. Wright is identified as “Ellis                          
                    Exhibit 1”.                                                      
                    4.  On June 9, 1992, Mr. O'Rourke received                       
                    from Mr. Wright a handwritten letter together                    
                    with samples of the Unistrut tubes with the                      
                    previously supplied rivets illustrating the                      
                    conditions which Unistrut desired the rivets                     
                    to meet and the failure of those rivets to                       
                    satisfy the requirements (O'Rourke, ER 2:7-                      
                                        App. 1                                       



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