Ex Parte MAZANEC et al - Page 5



             Appeal No. 1998-2325                                                                                 
             Application 08/484,114                                                                               

             initial burden of providing evidence or technical reasoning which                                    
             shows that the sintered oxide produced by Iwahara’s process is a                                     
             multi-phase mixture, and the examiner has not carried this                                           
             burden.  See In re Spada, 911 F.2d 705, 708, 15 USPQ2d 1655, 1657                                    
             (Fed. Cir. 1990); In re King, 801 F.2d 1324, 1327, 231 USPQ 136,                                     
             138-39 (Fed. Cir. 1986).                                                                             
                    The examiner interprets the term “phase” broadly as                                           
             encompassing any distinct and separate portion of a heterogeneous                                    
             mixture, and argues that the appellants have the burden of                                           
             demonstrating that Iwahara’s membrane is not a multi-phase                                           
             mixture (answer, page 5).  The examiner, in effect, is arguing                                       
             that Iwahara’s sintered oxide inherently is a multi-phase                                            
             mixture.  When an examiner relies upon a theory of inherency,                                        
             however, “the examiner must provide a basis in fact and/or                                           
             technical reasoning to reasonably support the determination that                                     
             the allegedly inherent characteristic necessarily flows from the                                     
             teachings of the applied prior art.”  Ex parte Levy, 17 USPQ2d                                       
             1461, 1464 (Bd. Pat. App. & Int. 1990).  Inherency “may not be                                       
             established by probabilities or possibilities.  The mere fact                                        
             that a certain thing may result from a given set of circumstances                                    



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