Ex parte CROWLEY et al. - Page 5




          Appeal No. 1999-2216                                                        
          Application 08/805,399                                                      

                                   THE PRIOR ART                                      
               The Examiner relies on Appellants' admitted prior art                  
          (APA) at Fig. 2 and page 1, line 20 to page 2, line 25, and                 
          on following prior art:                                                     
               Platteter et al. (Platteter)       5,083,264  January 21,              
          1992                                                                        
               Shinjo et al. (Shinjo)        5,269,022  December 7,                   
          1993                                                                        
               Payne et al. (Payne)          5,519,869      May 21,                   
          1996                                                                        
               Larson et al. (Larson)        5,548,712   August 20,                   
          1996                                                                        
               Jones et al. (Jones)          5,657,439   August 12,                   
          1997                                                                        
          (filed November 3,                                                          
          1995)                                                                       
               Yanai et al. (Yanai '347 )2     5,544,347    August 6,                   
          1996                                                                        
               Yanai et al. (Yanai '792)     5,742,792    April 21,                   
          1998                                                                        
          (filed May 28,                                                              
          1996)                                                                       




            Although not part of the official statement of the2                                                                      
          rejection, the Examiner relies on Yanai '347 because it is                  
          incorporated by reference in Yanai, U.S. Patent 5,742,792,                  
          which is part of the rejection.  This is not good practice.                 
          The rejection must contain a mention of references applied in               
          the rejection.  See In re Hoch, 428 F.2d 1341, 1342 n.3,                    
          166 USPQ 406, 407 n.3 (CCPA 1970); Ex parte Movva,                          
          31 USPQ2d 1027, 1028 n.1 (Bd. Pat. App. & Int. 1993).  Accord               
          Ex parte Hiyamizu, 10 USPQ2d 1393, 1394 (Bd. Pat. App. & Int.               
          1988); In re Raske, 28 USPQ2d 1304, 1304-05 (Bd. Pat. App. &                
          Int. 1993); MPEP § 706.02(j) (7th ed., rev. 1, Feb. 2000).                  
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