Ex Parte HOWARD - Page 5



          Appeal No. 2000-0937                                                        
          Application 08/959,620                                                      

          operate as a storage device for a memory cell in combination with           
          the upper conductive layer.  The capacitor of Sudo is clearly               
          capable of operating as a storage device for a memory cell.                 
          Therefore, we find that the lower conductive layer is not                   
          recessed more than slightly because the conductive layer is still           
          capable of operating as the storage device of a memory cell.  In            
          other words, since appellant’s specification offers no guidance             
          as to what “recessed slightly” means, and since the structure of            
          Sudo performs in the manner of the claimed structure, we agree              
          with the examiner that the edges of polysilicon layer 108 are               
          recessed slightly below the upper surface of the substrate as               
          claimed.                                                                    
          With respect to claims 23-27 and claims 28-32, which                        
          respectively stand or fall together as second and third groups,             
          appellant notes that these claims do not recite the feature of              
          the edges of the conductive material being slightly below the               
          upper surface of the substrate.  Instead, claims 23-27 use the              
          transitional phrase “consisting of” and claims 28-32 use the                
          transitional phrase “consisting essentially of.”  Appellant                 
          argues that these claims distinguish over Sudo because the Sudo             
          capacitor must include a first and a second upper capacitor                 
          electrode whereas claims 23-32 effectively exclude such an                  
                                          -5-                                         




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