Ex Parte AXEL et al - Page 6


                Appeal No.  2001-0562                                                     Page 6                   
                Application No.  08/460,478                                                                        
                conclusion that ‘one of skill in the art would not expect the adenovirus to reach                  
                cells of the CNS” in an effective quantity.                                                        
                       Whether the disclosure is enabling, is a legal conclusion based on several                  
                underlying factual inquiries.  See In re Wands, 858 F.2d 731, 735, 736-37, 8                       
                USPQ2d 1400, 1402, 1404 (Fed. Cir. 1988).  As set forth in Wands, the factors                      
                to be considered in determining whether a claimed invention is enabled                             
                throughout its scope without undue experimentation include the quantity of                         
                experimentation necessary, the amount of direction or guidance presented, the                      
                presence or absence of working examples, the nature of the invention, the state                    
                of the prior art, the relative skill of those in the art, the predictability or                    
                unpredictability of the art, and the breadth of the claims.                                        
                       We find no analysis of the Wands factors by the examiner.  Instead, we                      
                find only the examiner’s unsupported conclusions as to why the specification                       
                does not enable the claimed invention.  We remind the examiner that nothing                        
                more than objective enablement is required, and therefore it is irrelevant whether                 
                this teaching is provided through broad terminology or illustrative examples.  In                  
                re Marzocchi, 439 F.2d 220, 223, 169 USPQ 367, 369 (CCPA 1971).  In the                            
                absence of a fact-based statement of a rejection based upon the relevant legal                     
                standards, the examiner has not sustained his initial burden of establishing a                     
                prima facie case of non-enablement.  In our opinion, the examiner failed to                        
                provide the evidence necessary to support the rejection of claims 81, 82 and 85-                   
                102 under 35 U.S.C. §112, first paragraph.  Accordingly, we reverse the rejection                  
                of claims 81, 82 and 85-102 under 35 U.S.C. §112, first paragraph.                                 







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