Ex Parte WILK et al - Page 4



          Appeal No. 2004-0652                                                        
          Application No. 09/396,642                                                  

                                    DISCUSSION                                        
          I. The 35 U.S.C. § 102(b) rejection of claims 1, 2, 4, 5 and 7 as           
          being anticipated by Nishioka                                               
               Nishioka pertains to methods for forming capacitors                    
          containing materials having high dielectric constants.  In                  
          general, the capacitors comprise a silicon semiconductor                    
          substrate 30, an insulative SiO2 layer 32 overlying the                     
          substrate, a TiSi2/poly-Si plug 34 providing electrical                     
          connection through the SiO2 layer, a lower electrode consisting             
          of a conductive adhesion layer 36 or 46 of either TiN (Figures 1            
          through 4) or Ru (Figures 5 through 8) deposited on the SiO2                
          layer and a Pt layer 38 overlying the adhesion layer, a high                
          dielectric constant BST layer 42 deposited over the lower                   
          electrode, and an upper electrode consisting of a Pt layer 44               
          overlying the BST layer.  In order to minimize expansion and                
          cracking of the BST layer 42 during its formation, Nishioka                 
          deposits the respective adhesion layers in a substantially                  
          unoxidized state and then pre-oxidizes their sidewalls to reduce            
          any further oxidation and expansion during the BST layer                    
          deposition (see column 4, lines 39 through 63).  The pre-                   
          oxidation step forms a non-conductive TiO2 sidewall 40 on the TiN           
          adhesion layer 36 and a conductive RuO2 sidewall 50 on the Ru               
          adhesion layer 46.  With regard the pre-oxidation of the TiN                
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