Ex Parte Gilberg - Page 7


         Appeal No. 2004-1293                                                       
         Application No. 09/989,330                                                 

         the plants are prevented from spreading or crowding the neck               
         portion of the aquarium because the top of the plant-holder is             
         above the neck of the aquarium.  (Emphasis added; lines 40-51.)            
              Given the particular requirements of the configuration and            
         positioning of Gillinder’s plant-holder, we share the                      
         appellant’s view that one of ordinary skill in the art would not           
         have been led to modify Gillinder’s aquarium in the manner as              
         proposed by the examiner.  It is our judgment, therefore, that             
         the examiner has not established a prima facie case of                     
         obviousness against appealed claims 1 through 11, 14 through 16,           
         18 through 27, and 30 through 32.                                          
              The examiner argues that Satterlee provides evidence of               
         obviousness.  (Answer, page 6.)  We note, however, that                    
         Satterlee was not included in the statement of the rejection.3             
         Moreover, Satterlee relates to a water garden, not to an                   
         aquarium in which the object is to provide a plant holder that             
         permits fish to swim freely from top to bottom and vice versa              
         and prevents or reduces the possibility of the plant restricting           
         the neck portion of the aquarium, as specifically described in             
         Gillinder.                                                                 
                                                                                   
              3 In re Hoch, 428 F.2d 1341, 1342 n.3, 166 USPQ 406, 407 n.3          
         (CCPA 1970)(“Where a reference is relied on to support a                   
         rejection, whether or not in a ‘minor capacity,’ there would               


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