Ex Parte Mothrath et al - Page 2


                     Appeal No. 2006-1273                                                                                                           
                     Application No. 10/420,400                                                                                                     

                     The Claimed Invention                                                                                                          
                              Claim 1 is the only independent claim on appeal and reads:                                                            
                              1.  A process for producing a high purity tetraphenylphosphonium phenolate that                                       
                              at room temperature is in liquid form comprising                                                                      
                              (i)  reacting tetraphenylphosphonium halide with phenol in an aqueous-alkaline                                        
                              solution at temperatures of 0 to 55 °C, wherein molar ratio of phenol to                                              
                              tetraphenylphosphonium halide is 11.1 to 15 and at pH values of 9.5 to 11                                             
                              and,                                                                                                                  
                              (ii) upon completion of the reaction of (i) adding thereto alcohol in an amount                                       
                              sufficient to separate the aqueous phase from the organic phase, the weight                                           
                              ratio of aqueous reaction solution to alcohol being in the range of 2:1 to 1:2                                        
                              and wherein the solubility of the alcohol in pure water is < 20 wt%.                                                  
                     Claims 2-5 depend upon claim 1.  Appellants have stated that all of the claims stand or                                        
                     fall together  (Appeal Brief, page 3).                                                                                         
                     The Prior Art                                                                                                                  
                              König et al. disclose a process for producing phosphonium phenolates, including                                       
                     tetraphenylphosphonium phenolates (all of the working examples).  The process includes                                         
                     reacting tetraphenylphosphonium halide with phenol in an aqueous-alkaline solution at a                                        
                     temperature of 0 to 55 °C, wherein the molar ratio of phenol to phosphonium halide is                                          
                     between 2:1 to 10:1 and the pH is 9.5 to 11 (e.g., König et al.’s claim 1).  The 2 working                                     
                     examples use molar ratios of 5:1 and 10:1 (col. 4, lines 54-55; col. 5, lines 6-7).  The                                       
                     example with the 10:1 molar ratio yields a product in liquid form (col. 5, lines 19-20).                                       
                              König et al.’s preferred mode of operation also adds to the reaction mixture a                                        
                     “sparingly soluble” alcohol, having a solubility in water of at most 15 wt. %, “to facilitate                                  
                     the working-up procedure, since the phenol/alcohol mixture has a lower density than the                                        
                     aqueous solution and thus the organic phase is above the aqueous phase.  The aqueous                                           


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