Ex Parte Sherman et al - Page 4

                Appeal 2006-2994                                                                                  
                Application 09/753,495                                                                            
                while the claimed invention requires the addition of glycol to a mixture                          
                comprising used oil and base compound.  In support of their position,                             
                Appellants note that Norman performs the following process steps prior to                         
                the addition of glycol:                                                                           
                       (1) contacting used oil with an aqueous solution of a basic salt to                        
                precipitate metal contaminants, polar compounds and/or particulates (i.e.,                        
                "solid contaminants") and separating the solid contaminants and bulk water                        
                to provide a solids-free oil mixture. (Br. 9 citing Norman, col. 5, l. 16                         
                through col. 6, l. 6),                                                                            
                       (2) centrifuging the oil with the bulk water and solid contaminants                        
                removed to remove "fine particulates and remaining suspended water from                           
                the oil." (Br. 9 citing Norman, col. 6, 11. 21-25), and                                           
                       (3) advancing the oil to a vacuum drier 22 to "remove dissolved water,                     
                light hydrocarbons, . . . and noncondensables, such as air, from the oil."                        
                (Br. 9 citing Norman, col. 6, ll. 54-58).                                                         
                       The Examiner maintains that despite these water removal steps, some                        
                base would still remain in the oil during Norman’s glycol addition step                           
                (Answer 6).  In support of his position, the Examiner notes that “nowhere in                      
                Norman is it indicated that all the base is removed in the water removal                          
                step” (Answer 5-6).  In our view, the Examiner has improperly attempted to                        
                shift the burden of production to Appellants without first establishing a                         
                prima facie case of anticipation.  See In re King, 801 F.2d 1324, 1327,                           
                231 USPQ 136, 138 (Fed.Cir.1986) (burden shifts to appellant after the PTO                        
                establishes a prima facie case of anticipation).                                                  
                       The Examiner’s position is essentially that Norman adds glycol to a                        
                mixture containing the same components recited in claim 4, i.e., oil and base                     

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