Ex Parte Harkness et al - Page 6


                   Appeal No. 2006-3231                                                                                               
                   Application No. 09/955,691                                                                                         

                   signatures based on the media link embedded in the program.  (Br. 22).  The Examiner                               
                   maintains that Thomas at columns 17-18 teaches the generation of a subset of signatures                            
                   based upon the ancillary code/media link (Answer, 5).  From our review of the cited                                
                   portions of Thomas, we find no teaching generating a subset of signatures based upon the                           
                   ancillary code/media link.  While we may consider the use of the media link to identify                            
                   the one reference signature of the tuned program, this would be insufficient to anticipate                         
                   the claim since the limitation requires a “subset of signatures” which would be a set of at                        
                   least two signatures.  Therefore, the Examiner has not established a prima facie case of                           
                   anticipation, and we cannot sustain the rejection of dependent claim 24 and its dependent                          
                   claims 31-33 and 50 under 35 U.S.C. § 102 and claims 26-28 and 30 under   35 U.S.C.                                
                   § 103(a ).                                                                                                         
                        With respect to independent claim 29, Appellants contend that Thomas does not                                 
                   teach (1) using closed captioning information to select a reference signature from a                               
                   library, or (2) comparing a broadcast signature of a broadcast program associated with the                         
                   closed captioning information to the selected reference signature as recited in claim 29                           
                   and that Thomas does not anticipate claim 29 (Br. 24).  The Examiner maintains that in                             
                   Thomas the ancillary codes are inherently closed captioning information since they are                             
                   found in the vertical blanking intervals in the program.  While we find that the Killian                           
                   reference at column 4 (not applied here) does indicate that closed captioning information                          
                   is also found in the vertical blanking interval (VBI) of the video transmission, we cannot                         
                   agree with the Examiner that ancillary codes are necessarily closed captioning                                     
                   information.  Moreover, the Examiner has not shown that this closed captioning                                     
                   information is used to select a reference signature.                                                               
                                                          35 U.S.C. § 103                                                             
                           In rejecting claims under 35 U.S.C. § 103, the examiner bears the initial burden of                        
                   presenting a prima facie case of obviousness.  See In re Rijckaert, 9 F.3d 1531, 1532, 28                          
                   USPQ2d 1955, 1956 (Fed. Cir. 1993).  A prima facie case of obviousness is established                              
                   by presenting evidence that the reference teachings would appear to be sufficient for one                          
                   of ordinary skill in the relevant art having the references before him to make the proposed                        
                   combination or other modification.  See In re Lintner, 458 F.2d 1013, 1016, 173 USPQ                               


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