Ex parte GUTTAG et al. - Page 4




          Appeal No. 1996-3391                                       Page 4           
          Application No. 08/160,573                                                  


                                       OPINION                                        


               We have carefully reviewed the evidence before us,                     
          including, inter alia, the references to Ing-Simmons and Chu in             
          addition to the arguments of appellants and the examiner and,               
          as a result of such a review, we will sustain the rejection of              
          claims 1 through 3, 5 through 14 and 16 through 37 under 35                 
          U.S.C. 103 but we will not sustain the rejection of claims 4                
          and 5 under 35 U.S.C. 103.                                                  


               As a general proposition in an appeal involving a                      
          rejection under 35 U.S.C. 103, an examiner is under a burden to             
          make out a prima facie case of obviousness.  If that burden is              
          met, the burden of going forward then shifts to the applicant               
          to overcome the prima facie case with argument and/or evidence.             
          Obviousness is then determined on the basis of the evidence as              
          a whole and the relative persuasiveness of the arguments.  See              
          In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444 (Fed.              
          Cir. 1992); In re Hedges, 783 F.2d 1038, 1039, 228 USPQ 685,                
          686 (Fed. Cir. 1986); In re Piasecki, 745 F.2d 1468, 1472, 223              









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