Ex parte SIMONET et al. - Page 2


                        Appeal No.  1997-2515                                                                                                                       
                        Application No.  08/221,767                                                                                                                 


                                 Claim 1 is illustrative of the subject matter on appeal and is reproduced                                                          
                        below:                                                                                                                                      
                                 A nucleic acid sequence comprising the HCR enhancer of SEQ ID NO:1 or a                                                            
                                      biologically active fragment thereof; operably linked to a promoter and a                                                     
                                      transgene, wherein the transgene comprises a nucleic acid encoding a                                                          
                                      polypeptide involved in the immune response, hematopoiesis,                                                                   
                                      inflammation, cell growth and proliferation, cell lineage differentiation, or                                                 
                                      the stress response, and wherein the promoter is selected from the                                                            
                                      group of promoters consisting of: ApoA-I, ApoA-II, ApoA-III, ApoA-IV,                                                         
                                      ApoB-48, ApoB-100, ApoC-I, ApoC-II, ApoC-III, ApoE, albumin, alpha                                                            
                                      feto protein, PEPCK, transthyretin, SV40, CMV, and TK.                                                                        
                                 The references relied upon by the examiner are:                                                                                    
                        Matsushima et al. (Matsushima I), “Molecular Cloning of a Human Monocyte-derived                                                            
                        Neutrophil Chemotactic Factor (MDNCF) and the Induction of MDNCF mRNA by                                                                    
                        Interleukin 1 and Tumor Necrosis Factor,” J. Exp. Med., Vol. 167,                                                                           
                        pp. 1883-893 (1988)                                                                                                                         
                        Smith et al. (Smith), “Expression of the Human Apolipoprotein E Gene is Regulated                                                           
                        by Multiple Positive and Negative Elements,” J. Biol. Chem., Vol. 263, No. 17, pp.                                                          
                        8300-308 (1988)                                                                                                                             
                        Finch et al. (Finch), “Human KGF is FGF-related with Properties of a Paracrine                                                              
                        Effector of Epithelial Cell Growth,” Science, Vol. 245, pp. 752-55 (1989)                                                                   
                        Mukaida et al. (Mukaida), “Genomic Structure of the Human Monocyte-derived                                                                  
                        Neutrophil Chemotactic Factor IL-8,” J. Immunology, Vol. 143, pp. 1366-371 (1989)                                                           
                        Simonet et al. (Simonet), “Multiple Tissue-specific Elements Control the                                                                    
                        Apolipoprotein E/C-I Gene Locus in Transgenic Mice,” J. Biol. Chem., Vol. 266, No.                                                          
                        14, pp. 8651-654 (1991)                                                                                                                     
                                                             GROUNDS OF REJECTION1                                                                                  

                        1We note the examiner withdrew the rejection of claims 1-3, 5-18 and 21-29 under                                                            
                        35 U.S.C. § 112, first paragraph; the rejection of claims 28 and 29 under 35 U.S.C.                                                         
                        § 112, second paragraph; the rejection of claims 26-29 under            35 U.S.C. §                                                         
                        102(b) as anticipated by or in the alternative under 35 U.S.C. § 103      as obvious                                                        
                        over Audesirk et al.; the rejection of claims 1-3, 5, 6, 10-15, 21-24 and 26-29 under                                                       
                        35 U.S.C. § 103 as unpatentable over Smith et al. in view of Chow et al., Mukaida                                                           
                        et al. and Gordon et al.; the rejection of claims 1-3, 5, 7, 10-14, 16, 21-23 and 25-29                                                     
                        under 35 U.S.C. § 103 as unpatentable over Smith et al. in view of Chow et al.,                                                             
                                                                                 2                                                                                  




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