Ex parte SIMONET et al. - Page 4


                        Appeal No.  1997-2515                                                                                                                       
                        Application No.  08/221,767                                                                                                                 




                                                                       DISCUSSION                                                                                   
                                 In reaching our decision in this appeal, we have given careful consideration                                                       
                        to the appellants’ specification and claims, and to the respective positions                                                                
                        articulated by the appellants and the examiner.  We make reference to the                                                                   
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                        examiner’s Answer  for the examiner’s reasoning in support of the rejection.  We                                                            
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                        further reference appellants’ Brief  for the appellants’ arguments in favor of                                                              
                        patentability.                                                                                                                              
                        THE REJECTIONS UNDER 35 U.S.C. § 103:                                                                                                       
                                 The initial burden of presenting a prima facie case of obviousness rests on                                                        
                        the examiner.  In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444 (Fed.                                                               
                        Cir. 1992).  The examiner relies upon Simonet in each of the art rejections to teach                                                        
                        the claimed HCR enhancer.  The examiner states (Answer, page 4) that “Simonet et                                                            
                        al. disclose DNA constructs comprising the same HCR sequence exemplified in the                                                             
                        instant application, operably linked to a promoter and a transgene (constructs                                                              
                        CI.361, CI.SE and CI.SC; p. 8652, col. 2 and Fig. 1).”  Specifically, Simonet                                                               
                        teaches (page 8652, column 2):                                                                                                              
                                 [R]egulatory elements controlling expression of the apoC-I gene in the                                                             
                                 liver, as well as the stomach, are located between 2.3 and 8.0 kb                                                                  
                                 downstream of the apoC-I gene, most likely between the apoC-I gene                                                                 
                                 and the apoC-I’ pseudogene. ... we propose that the downstream                                                                     
                                 region controlling hepatic apoC-I gene expression contains an                                                                      

                        2Paper No. 24, mailed July 26, 1996.                                                                                                        
                        2Paper No. 23, received May 21, 1996.                                                                                                       
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