Ex parte SIMONET et al. - Page 5


                  Appeal No.  1997-2515                                                                                     
                  Application No.  08/221,767                                                                               


                         element that acts over a distance of at least 15 kb to stimulate high                              
                         level expression of the apoE gene in the liver.                                                    


                         The examiner explains (Answer, page 9) that SEQ ID NO:1 “is a 774                                  
                  nucleotide sequence isolated from the 5,700 nucleotide sequence identified by                             
                  Simonet et al. as containing a liver specific enhancer element.”  However,                                

                  appellants argue (Brief, page 4) that “the Simonet et al. reference does not teach or                     

                  suggest the HCR enhancer of SEQ ID NO:1, and this enhancer is an essential                                
                  element of the claimed invention.”  Appellants argue (Brief, page 5) that:                                
                         [o]ne of ordinary skill in the art could be led to conclude that                                   
                         somewhere along this 5700 nucleotide region of DNA there is a                                      
                         subregion that contributes to ApoE gene expression in the liver.  Such                             
                         conclusion might be an invitation to experiment, but an invitation to                              
                         experiment, or “obvious to try”, is not the standard for obviousness                               
                         under 35 USC § 103 ….                                                                              
                         The examiner does not find this argument persuasive (Answer, page 10)                              
                  “because claim 1 recites ‘a nucleic acid sequence comprising the HCR enhancer of                          
                  SEQ ID NO:1’” [emphasis original].  The examiner reconfirms this construction of                          
                  the claim (Answer, page 16) in view of “the 5,700 nucleotide fragment disclosed by                        
                  Simonet et al.  This fragment is a ‘nucleic acid sequence comprising the HCR                              
                  enhancer of SEQ ID NO: 1’ as claimed.”                                                                    
                  However, the examiner’s interpretation of claim 1 is incorrect. According to the                          
                  examiner’s construction of the claim (Answer, page 10), the nucleic acid sequence                         
                  of claim 1 comprises one element; (1) an HCR enhancer of SEQ ID NO:1.  On the                             


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