Ex parte HEIKES - Page 3




              Appeal No. 1998-2598                                                                                        
              Application No. 08/549,078                                                                                  

                     According to information on the front page of Butts ‘231, the patent is a continuation               
              of Ser. No. 923,361, filed Jul. 31, 1992, abandoned, which is a division of Ser. No.                        
              698,734, filed May 10, 1991, abandoned, which is a continuation-in-part of Ser. No.                         
                                                                        1                                                 
              417,196, filed Oct. 4, 1989, U.S. Patent No. 5,036,473 , which is a continuation-in-part of                 
              Ser. No. 254,463, filed Oct. 5, 1988, abandoned.                                                            
                     Appellant indicates (Brief at 14) that U.S. Patent 5,036,473 (hereinafter, Butts ‘473)               
              “contains the disclosure” of Butts ‘231.  Appellant further indicates (id. at 14-15) that                   
              application Ser. No. 254,463, of which Butts ‘473 is a continuation-in-part, is unavailable                 
              from the USPTO and has been placed on official search.  Appellant contends that the                         
              earliest effective filing date that can be established for Butts ‘473 is Oct. 4, 1989.                      
              Appellant concludes that Butts ‘231 has been removed as a reference by an affidavit filed                   
              in the instant application, pursuant to 37 CFR § 1.131, which swears behind the date of                     
              Oct. 4, 1989.                                                                                               
                     The examiner responds (Brief, page 8):                                                               
                     The application [Ser. No. 245,463] has now been found by the Office.  The                            
                     Examiner asserts that relevant sections of Pat. No. 5,452,231 [Butts ‘231]                           
                     are sufficiently taught in Ser. No. 07/254,463.  Therefore, in order for the                         
                     Rule 131 Affidavit to be effective, the Appellant must swear behind the date                         
                     of Oct.5, 1988.                                                                                      




                     1Although not indicated on the face of the Butts ‘231 patent, U.S. Patent 5,036,473 issued Jul. 30,  
              1991.                                                                                                       
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