Ex parte HEIKES - Page 8




              Appeal No. 1998-2598                                                                                        
              Application No. 08/549,078                                                                                  

              improper legal standard may have been applied.  As required by Wertheim, there must be                      
              section 112 support for the patented invention, rather than simple determination that the                   
              material now supporting a rejection was present in the relevant application.                                
                     According to current USPTO computerized records, the application in question,                        
              Ser. No. 07/254,463 was refiled (as a file wrapper continuation) as application                             
              07/474,675.  The records show that the status of application 07/474,674, which                              
              presumably contains the file wrapper of Ser. No. 07/254,463, is “Lost.”  Even if we could                   
              obtain Ser. No. 07/254,463 and make requisite factual findings, in the first instance, with                 
              respect to the question of section 112 support of the invention of Butts ‘231 (or Butts ‘473),              
              it would not be proper for us to do so.  Appellant must have the opportunity to respond to                  
              any factual findings in support of a rejection.  Moreover, the requisite factual findings, in the           
              first instance, should be made by one who is familiar with the lexicon of the relevant art.                 
                     We are left with the question of proper disposition of the instant application: to                   
              remand the application for further prosecution before the examiner, or to reverse the                       
              rejection before us.  We think reversal is the best course of action because the evidence                   
              relied on -- which is lacking in the showing of the scope and content of the prior art -- is                
              insufficient to support a case of prima facie obviousness.  Whether Butts ‘231 is a                         
              reference depends upon the subject matter described in application 07/254,463; it may                       
              well be the case that Butts ‘231 can only be “secret prior art” with respect to the instant                 
              invention.                                                                                                  

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