Ex parte HEIKES - Page 4




              Appeal No. 1998-2598                                                                                        
              Application No. 08/549,078                                                                                  

                     In the Reply Brief appellant asserts that he was not supplied with any portion of the                
              application at issue, and maintains that the Rule 131 affidavit removes Butts ‘231 as a                     
              reference.  The instant application was remanded by a Program and Resource                                  
              Administrator of this Board (paper mailed Jul. 7, 2000) to indicate whether the Reply Brief                 
              had been entered, and, if entered, what effect the Reply Brief has on the pending                           
              rejections.  In a communication mailed Sep. 13, 2000, the examiner stated that “[t]he reply                 
              brief filed 6/18/97 has been entered and considered.  The application has been forwarded                    
              to the Board of Patent Appeals and Interferences for decision on the appeal.”                               


                                                       OPINION                                                            
                     At the outset, we note that although the rejection is ostensibly based upon 35 U.S.C.                
              § 103, it is more properly viewed as a 35 U.S.C. § § 102(e)/103 rejection.  This is so                      
              because Butts ‘231 is considered to represent an invention described in “a patent granted                   
              on an application for patent by another filed in the United States before the invention by the              
              applicant for patent.”  See 35 U.S.C. § 102(e)(2).  If shown to be a reference under section                
              102, then the teachings of Butts ‘231 may be combined with other teachings (e.g., those of                  
              Widdoes, a reference under 35 U.S.C. § 102(b)), within the constraints of section 103, to                   
              establish prima facie obviousness of the instantly claimed subject matter.                                  
                     However, for reasons set forth in In re Wertheim, 646 F.2d 527, 531-39, 209 USPQ                     
              554, 559-66 (CCPA 1981), when a patent disclosure relies on one or more continuation-                       

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